According to FINRA, LaSalle Securities failed to adequately supervise a rep’s participation in a private offering and failed to ensure that the offering documents were appropriately filed with FINRA.
Hiring Eccleston Law has been one of the best career decisions I have made and this "investment" to maintain my sterling regulatory record has been returned many times over. If you are in a situation where you've been unfairly accused, don't hesitate to talk with Eccleston Law. They are the best.