Tagged with "HighTower"

Hightower Sues Two Advisors For Allegedly Poaching Clients

Posted on January 26th, 2022 at 11:42 AM
Hightower Sues Two Advisors For Allegedly Poaching Clients

Hightower Advisors has filed suit against two advisors for allegedly soliciting their clients to join them at their new firms.

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HighTower in the News for Defections

Posted on November 5th, 2014 at 5:17 PM

HighTower is taking hits in the form of high profile advisor and team defections. Original partners received special deals, but recent press reports state they have nothing to show for as a result.

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The work that you and your team have performed on my behalf is exemplary.

JT

LATEST NEWS AND ARTICLES

April 24, 2024
RIA Insurance Claims Skyrocket

A recent analysis by Golsan Scruggs reveals a staggering 231 percent increase in errors-and-omissions (E&O) liability claims among registered investment advisor (RIA)
insurers.

April 23, 2024
Surge Predicted in Regulation Best Interest Cases

According to a recent analysis, Reg BI-related actions quickly have ascended to the top five issues for FINRA, with fines totaling $6 million in 2023.

April 22, 2024
FINRA Fines Independent Broker-Dealers Over Cybersecurity Lapses

The Financial Industry Regulatory Authority (FINRA) has imposed fines and censured independent broker-dealers Osaic Wealth and Securities America for cybersecurity deficiencies that led to hackers accessing the private information of more than 32,000 customers.