Tagged with "Eccleston Law Offices LLC"

SandRidge Energy Investigation

Posted on April 2nd, 2016 at 8:41 PM
SandRidge Energy Investigation

SandRidge Energy, Inc. is an oil and gas company that operates in multiple sectors or the oil and gas industry. First, they take part in exploration and production in the midcontinent. They also participate in drilling and oil field services for third parties.

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Nontraded REITs Attempt to Bounce Back From Declining Sales

Posted on December 26th, 2015 at 4:16 PM
Nontraded REITs Attempt to Bounce Back From Declining Sales

The nontraded REIT market has suffered over the past few years with sales down from $20 billion in 2013 to $10 billion this year. The impact has been felt in revenue streams at IBDs and the commissions paid to their advisers.

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TESTIMONIALS

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If the regulators are after you, and are trying to make a case against you, and you are going to contest their allegations against you, make sure you have the best securities industry defense lawyers, Eccleston Law Firm. My case was spun into a combination of penalties including fines, cash settlements, CE courses and suspension. They were the best I have seen in action. When all was said and done, they had done their magic, my situation was negotiated and settled with a simple "letter of caution" and a case closed without action. It is the most important legal business decision you will ever make, make it Eccleston Law.

Rick R.

LATEST NEWS AND ARTICLES

April 18, 2024
SEC Fines Target Off-Channel Communications

The Securities and Exchange Commission (SEC) is ramping up its enforcement efforts targeting off-channel communications, particularly text messages, among investment advisory firms.

April 17, 2024
B. Riley Financial Again Delays Filing Audited Results

B. Riley Financial Inc. has encountered a setback in filing its audited results within an extended timeframe, adding to existing pressure amid concerns raised by short sellers regarding its association with a former business partner.

April 16, 2024
Former Wells Fargo Advisor Accepts Industry Bar Amidst Misuse of Client Funds Allegations

A former advisor with Wells Fargo Advisors Financial Network (FiNet) in Chicago, Jayson R. Pocius, has agreed to accept an industry bar rather than cooperate with a
Financial Industry Regulatory Authority (FINRA) investigation into allegations of misusing client funds.