Tagged with "Ash Narayan"

SEC Bars California Advisor For Defrauding Pro Athletes

Posted on January 19th, 2017 at 8:55 AM
SEC Bars California Advisor For Defrauding Pro Athletes

Former financial advisor Ash Narayan, who was the managing director of the Irvine, California, office of RGT Wealth Advisors, has agreed to accept an industry bar. 

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CFP Board Suspends Adviser for Defrauding Pro-Athletes

Posted on November 17th, 2016 at 11:15 AM
CFP Board Suspends Adviser for Defrauding Pro-Athletes

Ash Narayan, an investment adviser in Irvine, Calif., has been temporarily suspended by the Certified Financial Planner Broad of Standards for allegedly misappropriating client funds and misrepresenting to clients that he was a Certified Public Accountant, when he was not. 

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