Legal Guidance from Experienced Securities Attorneys at Eccleston Law
The securities attorneys at Eccleston Law offer legal guidance for brokers and advisors who are seeking to go independent. If you are looking to become a "breakaway broker", we can help protect your interests and ensure an easy breakaway broker employment transition.
Negotiation of terms of the employment transition and forgivable loan agreements for new financial advisory firm
Defend financial advisors' interest and reputation
In addition to the legal services for financial advisors and broker-dealers listed above, our securities attorneys provide a variety of other financial broker legal services that minimize the risk of transitioning and also helps initiate a start-up business entity. If you are interested in learning more about how our experienced securities attorneys can help you, contact Eccleston Law to schedule a one-on-one consultation today.
Are you concerned with your current or former firm’s proprietary products? Lack of due diligence? Inadequate training? Incomplete or misleading marketing or internal-use-only material? Customer complaints? We can help.