Jim Eccleston has been recognized in America’s Most Honored Professional 2016 in the Top 1%.
Eccleston Law News and Updates
Jim Eccleston recognized for Achieving High Standard of Professionalism
Posted on March 24th, 2017 at 4:26 PM
Former Registered Rep Wins FINRA Arbitration Expungement of Defamatory Language on His CRD Record
Posted on February 10th, 2017 at 4:50 PM
Eccleston Law LLC is pleased to announce that its client’s Central Registration Depository (CRD) and BrokerCheck record will be expunged of references to a baseless customer complaint filed against him and his former firm.
Stephany McLaughlin Shares Her Input OnWallStreet
Posted on December 23rd, 2016 at 11:58 AM
Recently, Stephany McLaughlin shared her thoughts on former Southwest Securities adviser Kimberly Rose and her journey through arbitration.
Finra arbitration panel awards registered representative $417,000 for wrongful termination, defamation
Posted on December 22nd, 2016 at 10:32 AM
A Finra arbitration panel awarded $417,000 to a registered representative this week after finding she was wrongfully fired and defamed by her former firm.
James Eccleston Shares His Thoughts OnWallStreet
Posted on December 22nd, 2016 at 9:42 AM
Recently, James Eccleston shared his thoughts on the battle some advisers face when choosing to represent themselves against experienced corporate attorney's.
Former Southwest Securities Institutional Rep Wins FINRA Arbitration, Recovering Damages as Well as Expungement of Defamatory Form U-5 Employment Termination Filing
Posted on December 21st, 2016 at 1:47 PM
Kimberly M. Rose of Chicago, Illinois has been awarded $417,000 in compensatory damages and Form U-5 expungement relief in connection with her termination from Southwest Securities, Inc. (now Hilltop Holdings, Inc.).
Ex-RIA owner loses $13M arbitration to broker-dealer C.L. King
Posted on December 7th, 2016 at 10:16 AM
A broker-dealer's $13 million arbitration win against an ex-RIA owner is a stark example of how complex business relationships can turn adversarial — sometimes leading to years of legal wrangling by firms and burned clients as well as bankruptcy.
Eccleston Receives Judicial Award
Posted on November 28th, 2016 at 11:56 AM
We are proud to celebrate James Eccleston’s 2017 Martindale-Hubbell Highest Possible AV Preeminent Rating.
Stephany McLaughlin Discussed Practical Tips for Successfully Arbitrating Cases
Posted on October 13th, 2016 at 1:21 PM
Stephany McLaughlin, along with Howard Suskin, Retired Judge David Coar and Retired Judge Allen Goldberg gave a presentation at the Chicago Bar Association discussing Arbitration both from policy and practical perspectives at the Chicago Bar Association.
Eccleston Receives Martindale-Hubbell AV Preeminent Rating
Posted on October 12th, 2016 at 12:56 PM
We are proud to celebrate James Eccleston’s 2017 Martindale-Hubbell AV Preeminent Rating.