Jim Eccleston has been recognized in America’s Most Honored Professional 2016 in the Top 1%.
Jim Eccleston has been recognized in America’s Most Honored Professional 2016 in the Top 1%.
Eccleston Law LLC is pleased to announce that its client’s Central Registration Depository (CRD) and BrokerCheck record will be expunged of references to a baseless customer complaint filed against him and his former firm.
Recently, Stephany McLaughlin shared her thoughts on former Southwest Securities adviser Kimberly Rose and her journey through arbitration.
Recently, James Eccleston shared his thoughts on the battle some advisers face when choosing to represent themselves against experienced corporate attorney's.
Kimberly M. Rose of Chicago, Illinois has been awarded $417,000 in compensatory damages and Form U-5 expungement relief in connection with her termination from Southwest Securities, Inc. (now Hilltop Holdings, Inc.).
A broker-dealer's $13 million arbitration win against an ex-RIA owner is a stark example of how complex business relationships can turn adversarial — sometimes leading to years of legal wrangling by firms and burned clients as well as bankruptcy.
We are proud to celebrate James Eccleston’s 2017 Martindale-Hubbell Highest Possible AV Preeminent Rating.
Stephany McLaughlin, along with Howard Suskin, Retired Judge David Coar and Retired Judge Allen Goldberg gave a presentation at the Chicago Bar Association discussing Arbitration both from policy and practical perspectives at the Chicago Bar Association.
We are proud to celebrate James Eccleston’s 2017 Martindale-Hubbell AV Preeminent Rating.