Former Broker Barred from Security Industry Due to Sale of Alternative Investments
From the Desk of Jim Eccleston at Eccleston Law Offices:
Robert Christian Acri, a broker formerly with World Equity Group Inc., was barred from the securities industry.
Acri allegedly was involved in the sale of alternative investments, including promissory notes that had defaulted. Acri also failed to substantially comply with FINRA’s requests for information and documents, which were material to FINRA’s investigation, according to FINRA.
Acri consented to his being barred from the securities industry by FINRA without denying or admitting FINRA’s factual findings.
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Related Attorneys: James J. Eccleston