The employment and securities attorneys of Eccleston Law represent investors and financial advisors nationwide in securities and employment matters. Our team of employment and securities attorneys draws on a combined experience of nearly 65 years in delivering the highest quality legal services for financial advisors and investors.
We recognize that each client’s case is unique and we pledge to obtain the best possible outcome at a reasonable price. The employment and securities attorneys at Eccleston Law will be sure to consider all possible arrangements suitable for your legal matter. We can also provide an estimate of fees and costs – hourly, contingency, fixed, or blended – into a written agreement.
Additional services the attorneys of Eccleston Law offer:
First, Advocate Strategic Advisers, Inc. (ASA) was formed to take wealth management firms nationwide such as investment advisory firms to the next level. ASA combines the strengths of several experienced professionals, all of whom have a single goal: to increase enterprise profitability and valuation of the client's business. Specifically, ASA offers management consulting, CEFEX fiduciary registration and compliance consulting. Request More Info »
Second, Eccleston Law has combined with a well-respected compliance consulting firm to offer an Investment Advisor Start-Up Package, assisting advisors nationwide transition to independence, form the appropriate corporate structure, and comply with the requirements imposed upon state-registered or SEC-registered investment advisory firms. We offer the package for a reasonable flat fee.
Third, James Eccleston sponsors www.FinancialCounsel.com, a 15-year old website that contains an abundance of information and resources written not only by James Eccleston but also by a host of well-known financial services industry experts relating to wealth management, financial and legal topics.
Are you a financial advisor or investor in need of expert legal advice?